We represent investment adviser firms in all matters related to:

• Registration and compliance, including helping clients determine whether certain exemptions are available
• Negotiation of investment management agreements
• Sales and acquisitions of investment advisory businesses
• Other general corporate matters, including tax planning

Drawing on the knowledge and experience of our attorneys who focus their practices on executive compensation and employee benefits, we also can assist with advice on the implications of managing ERISA plan assets, including plan fiduciary responsibilities, special concerns related to brokerage practices and fee arrangements, and proxy-voting responsibilities.