Ms. Pershkow advises investment companies and their independent directors, investment advisers and other financial services companies on SEC regulatory matters. She provides legal counsel on an extensive variety of legal, business and operational issues, including issues related to:

• Open-end and closed-end funds Multi-class funds
• Funds of funds
• Funds utilizing a manager of managers structure
• Registered and private fund advisers
• Real estate and private equity managers

Ms. Pershkow’s experience includes counseling clients on a wide variety of investment management matters, including the formation, registration, reorganization, merger, acquisition and liquidation of investment companies and investment advisers. She assists clients with respect to SEC examinations and inquiries, targeted compliance and business practice reviews, internal investigations and due diligence reviews.

Ms. Pershkow also represents the mutual fund industry’s “captive” insurance company assisting with and evaluating claims submitted by its insureds.

Ms. Pershkow has been ranked by Chambers USA in the Nationwide Investment Funds: Registered Funds category since 2021 and Chambers Global since 2022. The Legal 500 United States has also recognized Ms. Pershkow in the Investment Fund Formation and Management—Mutual/ Registered Funds category since 2023.