Amy Ward Pershkow to Present at IAWatch’s 18th Annual Commitment to Compliance Conference
Shareholder Amy Ward Pershkow will present at IAWatch’s 18th Annual Commitment to Compliance conference on September 17 in Philadelphia, PA. The comprehensive one-day program provides practical insights and best practices to help keep investment advisers’ compliance programs ahead of SEC initiatives.
Ms. Pershkow’s session, “Compliance Lessons Learned: Peer-proven Tips to Avoid Risk and Expense,” will cover key due diligence steps to take with third-party vendors. She and her fellow panelists will also reveal how to jump on cited deficiencies, conduct forensic and transactional testing that will reveal potential risks, and how to deliver annual reviews and mock audits.
For more information on the conference and Ms. Pershkow’s session, please click here.
Vedder Thinking | Events Amy Ward Pershkow to Present at IAWatch’s 18th Annual Commitment to Compliance Conference
Seminar
When
September 17, 2018
Shareholder Amy Ward Pershkow will present at IAWatch’s 18th Annual Commitment to Compliance conference on September 17 in Philadelphia, PA. The comprehensive one-day program provides practical insights and best practices to help keep investment advisers’ compliance programs ahead of SEC initiatives.
Ms. Pershkow’s session, “Compliance Lessons Learned: Peer-proven Tips to Avoid Risk and Expense,” will cover key due diligence steps to take with third-party vendors. She and her fellow panelists will also reveal how to jump on cited deficiencies, conduct forensic and transactional testing that will reveal potential risks, and how to deliver annual reviews and mock audits.
For more information on the conference and Ms. Pershkow’s session, please click here.
