Investment Services Regulatory Update July 2024
Texas Federal Court Enjoins FTC’s Enforcement of Non-Compete Ban
Chevron Deference Overruled by Supreme Court
SEC v. Jarkesy: A Divided Supreme Court Holds That the SEC Cannot Seek Civil Penalties through an Administrative Proceeding
SEC Settles Enforcement Proceedings Against Adviser for Allegedly Misleading Performance Advertising
NYSE Proposes to Exempt Registered Closed-End Funds from Annual Shareholder Meeting Requirement
SEC Approves Exchange Listings for Spot Ether ETPs
SEC Adopts Significant Form and Rule Amendments for the Registration of RILAs and MVAs
Vedder Thinking | Articles Investment Services Regulatory Update July 2024
Newsletter/Bulletin
July 22, 2024
Texas Federal Court Enjoins FTC’s Enforcement of Non-Compete Ban
Chevron Deference Overruled by Supreme Court
SEC v. Jarkesy: A Divided Supreme Court Holds That the SEC Cannot Seek Civil Penalties through an Administrative Proceeding
SEC Settles Enforcement Proceedings Against Adviser for Allegedly Misleading Performance Advertising
NYSE Proposes to Exempt Registered Closed-End Funds from Annual Shareholder Meeting Requirement
SEC Approves Exchange Listings for Spot Ether ETPs
SEC Adopts Significant Form and Rule Amendments for the Registration of RILAs and MVAs
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