Vedder Price

Vedder Thinking
Reader View

Vedder Thinking | Articles
Investment Services Regulatory Update February 2023

Newsletter | February 8, 2023

SEC Staff Bulletin Cautions Funds and Boards About the Risk of Cross-Subsidization from “Differential Advisory Fee Waivers”

PCAOB Issues New HFCA Act Determination Report for Chinese and Hong Kong Auditors

Regulatory Agenda Highlights Potential and Pending SEC Rulemaking Topics

Taking Broad View of Omission Liability, SEC Settles Enforcement Action Against Pricing Service Provider

Vedder Thinking | Articles Investment Services Regulatory Update February 2023

Newsletter

February 8, 2023

Reader View



Professionals



John S. Marten

Shareholder

+1 (312) 609 7753



Nathaniel Segal

Shareholder

+1 (312) 609 7747



Jacob C. Tiedt

Shareholder

+1 (312) 609 7697



Nicholas A. Portillo

Associate

+1 (312) 609 7665



Elizabeth (Liz) J. Baxter

Associate

+1 (202) 312 3014



Heidemarie Gregoriev

Counsel

+1 (312) 609 7817