Shareholder and Chair of the firm’s Private Fund Formation group Joseph M. Mannon will present at IAA’s 2018 Compliance Workshop in Austin, Texas on October 25, 2018. The workshop will address important compliance-related topics for SEC-registered investment advisers, including drafting effective disclosures in ADV, compliance program testing and electronic communications such as record keeping and social media. Mr. Mannon’s co-panelists include: Sanjay Lamba, Assistant General Counsel, IAA; Mari-Anne Pisarri, Partner, Pickard Dijinis and Pisarri LLP; Erika Subieta, Vice President, NCS Regulatory Compliance; and Shamoil T. Shipchandler, Regional Director, SEC.

Mr. Mannon focuses his practice on legal and compliance matters for investment advisers, mutual funds, closed-end funds and unregistered vehicles such as hedge funds, hedge fund of funds and other investment entities. He has substantial experience in regulatory and compliance matters affecting investment advisers, including registration and marketing, such as compliance with Global Investment Performance Standards (GIPS), as well as in drafting compliance policies and procedures. Mr. Mannon is a frequent speaker on investment adviser compliance matters, and from 2008 to 2011 he led the Midwest CCO Compliance Roundtable.

To learn more about this conference, please click here.