Reader View
Investment Services Regulatory Update
Newsletter/Bulletin
|
December 19, 2019
In this issue:
- SEC Proposes Rule Changes for Proxy Advisory Firms
- SEC Proposes Amendments to Shareholder Proposal Rule
- SEC Proposes Amendments to Modernize Adviser Advertising and Solicitation Rules
- SEC Extends Temporary Relief for MiFID II-Compliant Research Payments
- SEC Staff Updates Prior Accounting Guidance and Publishes Accounting Matters Bibliography
- SEC Staff Issues Form CRS FAQs
- Remarks of Dalia Blass at the ALI CLE 2019 Conference on Life Insurance Company Products
Download the Investment Services Regulatory Update below.
Vedder Thinking | Articles Investment Services Regulatory Update
Newsletter/Bulletin
December 19, 2019
Reader View
In this issue:
- SEC Proposes Rule Changes for Proxy Advisory Firms
- SEC Proposes Amendments to Shareholder Proposal Rule
- SEC Proposes Amendments to Modernize Adviser Advertising and Solicitation Rules
- SEC Extends Temporary Relief for MiFID II-Compliant Research Payments
- SEC Staff Updates Prior Accounting Guidance and Publishes Accounting Matters Bibliography
- SEC Staff Issues Form CRS FAQs
- Remarks of Dalia Blass at the ALI CLE 2019 Conference on Life Insurance Company Products
Download the Investment Services Regulatory Update below.
Professionals
