The April 2020 edition of the Vedder Price Investment Services Group’s Regulatory Update focuses exclusively on matters pertaining to the ongoing coronavirus pandemic, and the governmental and regulatory response thereto relating to the investment services industry.

The Investment Services Group has set up a web page with our latest client bulletins and links to the most current external resources to help investors and investment industry professionals stay abreast of the many legal considerations associated with the pandemic. The Investment Services Group’s resource page can be accessed here.

Below are links to coronavirus-related client alerts published by the Investment Services Group to date.

• New SEC Guidance on PPP Loans, Form ADV Brochure Delivery and the Custody Rule
• Board Oversight in the Age of COVID-19
  Part 6 | Part 5 | Part 4 | Part 3
• COVID-19 Alert—Special Considerations for Registered Closed-End Funds
• COVID-19 Update—FINRA Guidance and Regulatory Relief
• COVID-19 Update—CARES Act Provisions Affecting the Asset Management Industry
• COVID-19 Update— “Essential” Investment Company/Advisory Functions in the Wake of Shelter in Place Orders

Download the Investment Services Regulatory Update below.