Deborah Bielicke Eades to Present at Investment Adviser Core Compliance Program Symposium
Deborah Bielicke Eades, a Shareholder in the Investment Services group of the firm, will be presenting at the 2023 Investment Adviser Certified Compliance Professional Program Symposium on July 12 in Chicago, IL. She and her co-panelists will review enforcement actions related to trade errors and discuss best practices for addressing trade errors that are consistent with fiduciary standards and SEC examiners’ expectations.
For further information, click here.
Vedder Thinking | Events Deborah Bielicke Eades to Present at Investment Adviser Core Compliance Program Symposium
Seminar
When
July 12, 2023
Deborah Bielicke Eades, a Shareholder in the Investment Services group of the firm, will be presenting at the 2023 Investment Adviser Certified Compliance Professional Program Symposium on July 12 in Chicago, IL. She and her co-panelists will review enforcement actions related to trade errors and discuss best practices for addressing trade errors that are consistent with fiduciary standards and SEC examiners’ expectations.
For further information, click here.
Professionals
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Services