Vedder Thinking | Articles Investment Services Regulatory Update February 2025

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February 27, 2025

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Third Set of Form PF Amendments to Take Effect on June 12, 2025

President Trump Issues “Regulatory Freeze” Memorandum

FINRA Publishes 2025 Regulatory Oversight Report

SEC Staff Provides Guidance on Issues Related to Website Posting Requirements

SEC Settles Enforcement Proceedings Against Quantitative Hedge Fund Manager for Alleged Algorithmic Model Vulnerabilities

SEC Settles Enforcement Proceedings Against Investment Adviser Regarding Alleged Misleading Disclosure Concerning Capital Gains Distributions

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