CFTC & NFA Regulatory Update
Please join members of the Vedder Price Investment Services group for lunch and a complimentary seminar on recent regulatory developments affecting commodity pool operators and commodity trading advisors.
Agenda
Noon - 12:30 p.m. - Registration and Lunch
12:30 - 1:30 p.m. - Program
Topics
- Managing the CPO Delegation Process and Possible Upcoming Guidance
- Navigating Changes to CPO Form PQR and CTA Form PR
- Complying with Record-Keeping Delegation Under CFTC Regulation 4.23
- Navigating the Liquidation Process and Annual Reports Requirements
- Updates on Net Capital Requirements and Customer Protection
CLE Credit
Vedder Price is an Accredited CLE Provider in Illinois. Assuming minimum requirements are met, Illinois credit will be available.
Vedder Thinking | Events CFTC & NFA Regulatory Update
Seminar
When
August 21, 2014
12:00 PM - 1:30 PM Central Standard Time
Where
Vedder Price
222 N. LaSalle Street
22nd Floor
Chicago, IL 60601
Please join members of the Vedder Price Investment Services group for lunch and a complimentary seminar on recent regulatory developments affecting commodity pool operators and commodity trading advisors.
Agenda
Noon - 12:30 p.m. - Registration and Lunch
12:30 - 1:30 p.m. - Program
Topics
- Managing the CPO Delegation Process and Possible Upcoming Guidance
- Navigating Changes to CPO Form PQR and CTA Form PR
- Complying with Record-Keeping Delegation Under CFTC Regulation 4.23
- Navigating the Liquidation Process and Annual Reports Requirements
- Updates on Net Capital Requirements and Customer Protection
CLE Credit
Vedder Price is an Accredited CLE Provider in Illinois. Assuming minimum requirements are met, Illinois credit will be available.
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