Deborah Eades to Give Two Presentations at the NRS Fall 2019 Compliance Conference
Vedder Price Shareholder Deborah Eades will present at the National Regulatory Services (NRS) Fall 2019 Compliance Conference in Huntington Beach, CA. Ms. Eades will present an update on Compliance Considerations in Business Continuity, Disaster Recovery and Firm Succession Planning on Friday, October 18 from 11:30 a.m. to 12:30 p.m. She will also present Best Execution and Trading for Investment Advisers immediately following her first presentation, from 12:30 to 1:30 p.m.
Ms. Eades will present:
Compliance Considerations in Business Continuity, Disaster Recovery and Firm Succession Planning
This session will review critical issues, potential operational and compliance considerations, and applicable rules and requirements with respect to business continuity, disaster recovery and succession planning for investment advisers.
Best Execution and Trading for Investment Advisers
This session will explore the criteria that should be used to evaluate brokerage services and how to recognize conflicts of interest and other obstacles to adhering to the standard that can give rise to deficiencies or enforcement actions.
To learn more about the event or to register, please click here.
Vedder Thinking | Events Deborah Eades to Give Two Presentations at the NRS Fall 2019 Compliance Conference
Seminar
When
October 18, 2019
11:30 AM - 12:30 PM Pacific Standard Time
Vedder Price Shareholder Deborah Eades will present at the National Regulatory Services (NRS) Fall 2019 Compliance Conference in Huntington Beach, CA. Ms. Eades will present an update on Compliance Considerations in Business Continuity, Disaster Recovery and Firm Succession Planning on Friday, October 18 from 11:30 a.m. to 12:30 p.m. She will also present Best Execution and Trading for Investment Advisers immediately following her first presentation, from 12:30 to 1:30 p.m.
Ms. Eades will present:
Compliance Considerations in Business Continuity, Disaster Recovery and Firm Succession Planning
This session will review critical issues, potential operational and compliance considerations, and applicable rules and requirements with respect to business continuity, disaster recovery and succession planning for investment advisers.
Best Execution and Trading for Investment Advisers
This session will explore the criteria that should be used to evaluate brokerage services and how to recognize conflicts of interest and other obstacles to adhering to the standard that can give rise to deficiencies or enforcement actions.
To learn more about the event or to register, please click here.
